Castes in India: Their Mechanism, Genesis and Development

Castes in India: Their Mechanism, Genesis and Development was a paper read by Dr. Bhimrao Ramji Ambedkar at an anthropological seminar of Dr. Alexander Goldenweiser in New York on 9 May 1916. It was later published in Indian Antiquary, Vol. XLI in May 1917. In the same year, Ambedkar was awarded a Ph.D. degree by Columbia University on this topic.[1] In 1979, the Education Department of the Government of Maharastra (Bombay) published this article in the collection of Ambedkar's writings and speeches Volume 1; later, it was translated in many languages. This presentation is an important book for research and study of the Indian caste system in many universities and academic programs.

In this paper, Ambedkar made a presentation a social phenomenon that emerged from the strategy of the Brahmins who adopted a strictly endogamous matrimonial regime, leading the other groups to do the same in order to emulate this self-proclaimed elite. He defined the Castes systems as "Thus the superposition of endogamy on exogamy means the creation of caste".


Ambedkar presented his paper "Castes in India:Their Mechanism, Genesis and Development" at an anthropology seminar, in which he started with the following statement:


Ambedkar believed that ethnically, all people are heterogeneous. According to him, the Indian Peninsula has not only a geographic unity, but also a deeper and a much more fundamental cultural unity. The unity of culture is the basis of homogeneity, which makes the problem of caste difficult to be explained. If the Hindu society were a mere federation of mutually exclusive units, the matter would be simple enough. But, the caste is a "parcelling" of an already homogeneous unit, and the explanation of the genesis of caste is the explanation of this process of parcelling.

Ambedkar views that definitions of castes given by Mr. Senart, Mr. Nesfield, Sir H. Risley and Dr. Ketkar as incomplete or incorrect by itself and all have missed the central point in the mechanism of the caste system. Mr. Senart's "idea of pollution" is a characteristic of caste in so far as caste has a religious flavour. Mr. Nesfield states that 'absence of messing' with those outside the Caste is one of its characteristics, but Mr. Nesfield has mistaken the effect of the cause, as caste is a closed group that naturally limits all social intercourse outside of ones caste, including messing etc.. Sir H. Risley makes no new that deserves special attention. He elucidates that the definition of Dr. Ketkar of "prohibition of intermarriage" and "membership by autogeny" as two characteristics of caste are two aspects of one and the same thing but not two different things. The prohibition of intermarriage means limiting membership to those born within the group.

Ambedkar has evaluated that the endogamy (absence of intermarriage) is the only one that can be called the essence of caste and only characteristic that is peculiar to caste. No civilized society of today presents more survivals of primitive times than does the Indian society like the custom of exogamy. The creed of exogamy, is not that sapindas (blood-kins) cannot marry, but a marriage between sagotras (gotras or clans of the same class) is regarded as a sacrilege. In spite of the endogamy of the castes within them, exogamy is strictly observed and that there are more rigorous penalties for violating exogamy then there are for violating endogamy. Thus "the Superposition of endogamy on exogamy means the creation of caste."[2][3]


Ambedkar views that sati, enforced widowhood, and girl marriage are customs that were primarily intended to solve the problem of the surplus woman and surplus man (widower) in a caste, and to maintain its endogamy. Strict endogamy could not be preserved without these customs, while caste without endogamy is fake.[4]

According to Amebdkar, the two customs -- Sati (burning of the widow on the funeral pyre of her deceased husband) and enforced widowhood (not allowing a widow to remarry) -- intended to solve the problem of surplus women. Whereas man has had the upper hand compared to woman and is a dominant figure with greater prestige in every group. Woman, on the other hand, have been an easy prey to all kinds of iniquitous injunctions, religious, social, or economic. Such being the case, one cannot accord the same kind of treatment to a surplus man as you can to a surplus woman in a caste. So "Girl Marriage" was the only custom intended to solve the problem of surplus a man (widower).[5]

Origin or Development

Ambedkar literally viewed as "Origin of Caste" means "The Origin of the Mechanism for Endogamy" and treated class and caste as next door neighbors and defined "A caste is an Enclosed Class"[6]

For him, the "father" of the institution of caste could be the Brahmins who adopted a strictly endogamous matrimonial regime, leading the other groups to do the same in order to emulate this self-proclaimed elite. The priestly class in all ancient civilizations are the originators of this "unnatural Institution" founded and maintained through unnatural means.[7]


  1. ^ Naik (2003) p. 165
  2. ^ Manoranjan Mohanty (2004). p. 136.
  3. ^ Anupama Rao(2009), p. 125.
  4. ^ Nagendra Kr. Singh(2000) p. 214.
  5. ^ The numerical sexual disparity in marriage
  6. ^ Caste is an enclosed class
  7. ^ Aditya Pandey(2005), p. 165.


  • Aditya Pandey(2005). South Asia: Vol. Politics of South Asia, Delhi: Isha Books, ISBN 81-8205-303-X(vol.1)
  • Anupama Rao(2009). The Caste Question:Dalits and The Politics of Modern India, London: University of California Press, ISBN 978-0-520-25761-0
  • Manoranjan Mohanty (2004). Class, caste, gender; New Delhi: Sage PUblications, ISBN 0-7619-9643-5(US-HB)
  • Nagendra Kr. Singh(2000). Ambedkar on religion; New Delhi: Anmol Publications, ISBN 81-261-0503-8
  • Naik, C. C. (2003). Thoughts and Philosophy of Doctor B.R. Ambedkar; New Delhi: Sarup & Sons. ISBN 81-7625-418-5
  • Jaffrelot, Christophe (2005). Dr Ambedkar and untouchability: analysing and fighting caste. London: C. Hurst & Co. Publishers. ISBN . 

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